WebOct 10, 2024 · UK Watchdog Quizzes Banks About Staff WhatsApp Use. FCA ramps up questions to banks about messaging apps. US regulators have issued $2 billion of total penalties. By. Steven Arons, WebMar 30, 2024 · UK regulator the Financial Conduct Authority has slapped a fine of over £37,000 on a former investment banker from Jefferies for sharing confidential information over messaging service WhatsApp.
FCA Rules on Archiving Text Messages and Other Forms of …
WebApr 12, 2024 · A year ago we wrote about the risks and challenges of using of WhatsApp at work. Twelve months on and we have seen a number of developments including recent guidance from the FCA which stated that it has acted against individuals and firms for … WebSep 29, 2024 · Konstantin Vishnyak was charged with obstructing an FCA insider-trading probe into his conduct, by deleting WhatsApp messages from his phone after National Crime Agency officers showed up at his home in 2024. Vishnyak, who worked at Russian bank … string gene pathway
Market Watch 66 FCA
WebMar 25, 2024 · A foreign exchange trader who posted investment advice via WhatsApp messages was ordered to return more than 530,000 pounds ($727,000) to clients by a London judge. 24HR Trading Academy Ltd.’s ... WebFCA Continues Extending Recording Requirements In the UK, after indicting bankers for deleting WhatsApp Messages in an insider dealing case,the FCA has repeatedly reinforced the need for financial firms to record and monitor relevant telephone and electronic communications , noting that WFH can lead to an increased risk of misconduct. WebAug 22, 2024 · Banking giants such as JPMorgan Chase & Co and Bank of America collectively face more than $1 billion in regulatory fines for employees' use of unapproved messaging tools, including email and apps ... string get character at index c#